The abrupt firing this week of Dan Arnold, who took over as LPL's CEO in 2017 and once told the firm’s advisors that his mission was about “taking care of you, so you can take care of your clients,” is proving a shock.
The move allows Founder Tom Noble to retire and hand over the reins to the next generation.
F2 Strategy's co-founder and CEO provides his take on the most important wealth management technology news of the last month.
Covenant Capital founder Nate Harris explains why he left Merrill and opted for the independent broker/dealer model, which he felt would allow him to achieve all he desired and then some.