The deal with QCI Asset Management represents WEG’s largest yet, bringing its total client assets to over $50 billion, and marks its first foray into western New York.

Dallas-based Quest Capital Management’s shareholders and 17 staff members will join Mercer Advisors, in the RIA’s second transaction this week.

The Public Investors Advocate Bar Association (PIABA) found that 24% of money awarded last year went unpaid; the group argues the problem of unpaid arbitration awards could get even worse in a down market.

This is the fourth time Wells Fargo has pushed back its return-to-office date.

Vestwell CEO Aaron Schumm and the firm's chairman of the board, Lori Hardwick, were once competitors. They're now leading the firm's expansion.

David Komansky served as Merrill Lynch CEO from 1996 to 2002, a time in which the wirehouse added to its network of retail brokers in Japan, Canada and Australia, making the firm’s share of revenue from non-U.S. sources higher than at any of its...

A $2 billion AUM wealth management team based in Newport Beach, Calif., joins UBS.