Private Advisor Group Launches Advisor Alignment and Equity Program

Mar 24, 2022

Under the opt-in program, an advisor agrees to contribute a portion of their revenue, typically between 10% and 20%, in exchange for upfront cash and equity in Merchant-backed Private Advisor Group.

Mindy Diamond on Independence: How Brock Moseley Built a $3B+ RIA Firm

Mar 24, 2022

For Brock Moseley, the choice to leave Morgan Stanley for a second time, in 2007, to launch RIA Miracle Mile Advisors was about living true to his ethos. He built the independent firm from the ground up based on everything he couldn’t find...

UBS Will Allow Some U.S. Employees to Work Remotely Full-Time

Mar 24, 2022

Starting with its wealth unit, UBS expects about 10% of its workers in the U.S. to go remote.

California Advisor Managing $275M Joins Raymond James From Edward Jones

Mar 23, 2022

Amy Wasser’s move to Raymond James is the latest addition of several in recent weeks that have collectively totaled more than $1 billion in managed assets.

Eaglebrook Advisors Hires From BlackRock, Goldman Sachs

Mar 23, 2022

Eaglebrook Advisors, which recently landed $20M in funding, has added Roderick Chisholm and Bilal Little to its leadership team.

Ten Wealth Management Pros Who Were College Basketball Stars

Mar 23, 2022

With March Madness underway, we highlight 10 wealth management professionals who played college basketball and some of the lessons they carried over into business.

401(k) Real Talk Episode 9: March 23, 2022

Mar 23, 2022

Open, honest and candid discussions about the latest news in the RPA industry.

MacKenzie Scott Donates $436 Million to Habitat for Humanity

Mar 22, 2022

Scott, 51, the philanthropist and former wife of Amazon.com Inc. founder Jeff Bezos, has a fortune of $54.4 billion. This is her largest gift since joining the Giving Pledge in 2019.

Should RIAs Start Leveraging 401(k) Plans?

Mar 22, 2022

Lessons for RIAs from RPAs and why they should not ignore the 401(k) market.