David Vaughan, who had been with the Advisor Group subsidiary for 27 years, has joined Axos Clearing as chief financial officer.

Oak Hill Advisors, one of the biggest players in alternative credit, oversaw $53 billion as of July 31.

Think about the needs and current financial situations of the clients you want to attract for the long-term.

The Justice Department said Steven Gallagher made over $1 million by bringing 'old-school boiler room tactics to the Twitter age.'

According to a senior Merrill executive, advisors will now get a 100% payout for retaining accounts from others who’ve departed the company or retired.