Clients in Invest for AmEx by Vanguard can schedule one financial-planning phone call in their first year of enrollment, and those with at least $100,000 in advised assets get unlimited access to Vanguard advisory services.

Trade groups like American Bankers Association and SIFMA want more opportunity to respond to proposals.

LPL also recently added two teams to its employee advisor channel from UBS and Morgan Stanley.

Gallagher and its 90 advisors join the Advisor Group broker/dealer from Kestra.

The performance of publicly traded consolidators has been lackluster, despite favorable conditions in which those business models should thrive, writes Mercer Capital's president.

If other publicly traded RIA aggregators are any indication, CI Financial may not get the valuation it’s hoping for, sources close to the M&A space argue.

Part of Apollo's plan to expand the business will involve making it easier to get into private credit, real estate and buyout funds through technology. 

Avenue Capital Group founder Marc Lasry spoke with David Rubenstein, co-founder and co-chairman of Carlyle Group, at the Bloomberg Wealth Summit.

The team will offer investments that focus on promoting equality, expanding opportunities and improving outcomes for underrepresented or marginalized groups.