After AdvicePeriod was acquired by Mariner Wealth Advisors, Katherine Simmonds left to start her own RIA with some help from tru Independence.

Sageview continues its focus on retirement and wealth with its Summit Financial Consultants acquisition.

The Aloha State is the 27th to enact a rule or law based upon the model passed by the National Association of Insurance Commissioners, intended to align state regs for annuity sales with the SEC’s Regulation Best Interest.

Open, honest and candid discussions about the latest news in the RPA industry.

The broker/dealer network has announced its second acquisition in as many months, adding 850 advisors and nearly $40 billion in assets.

Custody, financial services and fintech provider SEI names industry veteran Gabriel Garcia to lead development of technology suite for RIAs.

The longtime Facebook COO has sought to hire a chief of staff and at least 12 others as she pushes to increase her philanthropy.

Attracting more female investors may require asset managers to admit what they do isn't as complicated as they want clients to believe, according to Pershing's head of ETFs.

Brin, 48, has a fortune of $94 billion, according to the Bloomberg Billionaires Index, derived largely from his holdings in Google.

BNY Mellon's new fintech division is developing a multicustodial, cross-functional suite of digital tools intended to give advisors more time to spend with clients.