President and CEO Wayne Chopus sent letters to U.S. Senate and House leaders urging them to approve FY 2023 money for the SEC to make new hires in its Enforcement and Examination divisions.

Acquisition will add more than 400 advisors to the Mariner network and broaden platform offerings.

The combined firm could become a major player in providing managed security and cybersecurity services to independent RIAs.

Former Fieldpoint Private Managing Director Tom Hakala joins Snowden Lane’s NYC headquarters.

According to the second quarter earnings, revenue in the wealth management and BofA Private Bank businesses grew by 7% to $5.4 billion in the second quarter compared with a year ago.

Mesa Pointe Wealth in Midland, Texas, becomes seventh firm to join Sanctuary's RIA platform this year.