TIFIN Closes $109M Series D Round, Valuation Jumps to $842M

May 12, 2022

Franklin Templeton and Motive Partners join the latest round, which will fuel additional growth at the wealthtech startup incubator.

Mindy Diamond on Independence: Why a 25-Year Merrill Vet Managing $450M Opted to Break Away

May 12, 2022

On his 25th anniversary with Merrill Lynch, Craig Robson resigned to launch RIA Regent Peak Wealth in Atlanta. It was a bold move designed to “liberate and empower” him and his team to serve their clients completely and with objectivity. Craig...

Goldman Sachs Names New Head of Personal Financial Management Advisors

May 11, 2022

David Fox, a region head for Goldman Sachs Private Wealth Management, has been tapped to lead PFM Advisors in a newly created role, according to a company memo.

PIABA Pushes FINRA For Stronger Complex Product Regs

May 11, 2022

Asset managers and many advisors are waving red flags around FINRA's proposal to craft new rules for "complex products," which could make it harder to invest in leveraged funds. But one group representing investors has a different take.

The Healthy Advisor: Finding Healing in the Gym With Jess Bost

May 11, 2022

Advisor Jess Bost opens up about how her experience with intense workouts and a supportive community gave her the outlet she needed during a time of profound grief.

Carson Group Adds $800M Connecticut RIA

May 11, 2022

Carson Wealth will help digitize client experience and support succession for Karn and Couzens' offices in Connecticut's Hartford area.

401(k) Real Talk: Episode 15: May 11, 2022

May 11, 2022

Open, honest and candid discussions about the latest news in the RPA industry.

NFP Reorg Reflects Growing Wealth Management Focus

May 11, 2022

NFP says it is realigning the company to better showcase growing wealth management and retirement plan offerings, attract new talent and deliver "holistic" financial planning.

CI to Open Trust Company in South Dakota

May 10, 2022

The application to open a trust company is the Canadian financial services firm’s latest development in a busy two years after first entering the U.S. RIA space.