With the continued focus on index providers and the growth of index-based investment products, increased regulation is inevitable, writes the former CEO of S&P Dow Jones Indices.

The big name providers are set to become even bigger, writes the former CEO of S&P Dow Jones Indices.

The billionaire philanthropist has increased her donations to nonprofits based outside the U.S., in countries ranging from Brazil to Micronesia.

Autumn Jordan and Manuel F. Pinazo, who previously worked at Merrill Lynch Wealth Management, were among those who applied for assistance under one of the government’s COVID-19 relief programs "based on false and fraudulent representations and...

Now that it owns a custody platform, Axos Financial is positioning itself as an advocate for small advisors.

The firm says it will not be a custodian for all; rather, it will target RIAs serving HNW and UHNW clients in need of bespoke investments and the trading chops of its global markets division, which will house the new business unit.

White, who oversaw the transformation of LPL Financial's tech stack, will not retire from the industry, as announced in August. Instead, he's joined Carson Group as chief strategy officer and will also sit on the firm's executive board.