Dan Katz, managing partner of Revolve Wealth Partners, talks about his role as the next gen of a business started by his father, the thought process around opting to build an RIA firm from scratch, their 2x growth since going independent, and how...
Criminal charges are also a possibility.
Arbor Digital Product Director Marc Nichols opens up about the sexual and mental abuse he endured as a child, and how therapy and a good support system helped him find healing.
The state became the 22nd to adopt a rule based on the NAIC’s model, joining the likes of South Dakota, New Mexico and Pennsylvania.
Clients in Invest for AmEx by Vanguard can schedule one financial-planning phone call in their first year of enrollment, and those with at least $100,000 in advised assets get unlimited access to Vanguard advisory services.
Trade groups like American Bankers Association and SIFMA want more opportunity to respond to proposals.
LPL also recently added two teams to its employee advisor channel from UBS and Morgan Stanley.
Gallagher and its 90 advisors join the Advisor Group broker/dealer from Kestra.
