Brian McLaughlin, president of Orion Advisor Technology, discusses how advisors and broker/dealers can more easily comply with SEC regulations around text messaging.
Jamie Hopkins, managing partner of Wealth Solutions at Carson Group, details the three most pressing issues for clients—and how advisors can help manage them.
Sheryl Hickerson, chief executive officer of Females & Finance, shares how companies can move past “box checking” to truly become more welcoming to women.
Schwab RIA execs reconfirmed repapering will not be needed for the majority of accounts, and ThinkPipes and iRebal will be included on Schwab's platform.
Founder and CEO Aaron Klein provides his take on the biggest news to hit advisor technology in the previous month.
Mike Durso, CEO of Shorehaven Wealth Partners, shares how bringing his diverse experience and institutional knowledge to the family business informed their decision to go independent and their vision to build a legacy.
In the SEC proposal, RIAs would not be allowed to outsource to third parties unless they meet certain new requirements; some say the rule would be an extra burden for smaller advisors.
The trustee hired his personal trainer to make critical spending decisions.
Many children born into prominent families struggle with the expectations.
