The new business will provide a range of wealth-management services to a16z partners and the executives of its portfolio companies

The court overturned a decision involving a FINRA arbitration ruling in favor of Wells Fargo, several months after the regulator commissioned a study to examine the case.

Healy, who was laid off from TD Ameritrade during its integration with Schwab, has volunteered with the Center for Financial Planning for several years. Now she'll lead it.

Gladstone Wealth Partners, an LPL-affiliated hybrid RIA, teams up with Integrity Marketing Group to 'transform' financial planning.

Mercer Advisors’ latest acquisition completes the succession plan of Mallard's founder, William Starnes.

While advisor movement across the industry has muted, LPL added 780 advisors in the second quarter, many of whom came from its recruitment of CUNA Mutual Group.

Only two potential heirs are left in the probate dispute.

All are joining from Citi, while two worked for J.P. Morgan previously. J.P. Morgan Private Bank CEO David Frame called the greater Chicago area 'a critical part' of the bank’s expansion.