Anthony Stich, Kumar Velugula Join Entrustody Exec Team

Sep 12, 2022

Stich, the former chief operating officer of NaviPlan, will join as chief revenue officer; Velugula, former tech executive at UBS and AQR, will head up technology for the new custodian.

401(k) Real Chat: Kevin Collins

Sep 09, 2022

Retirement industry thought leaders answer three probing questions on critical issues, providing an open, honest and candid dialogue.

WealthManagement.com Recognizes Top Companies, Execs at 2022 Industry Awards

Sep 09, 2022

The eighth-annual event featured 105 awards presented to 84 companies and individuals from a pool of 225 finalists.

RIA CEOs: Client Experience and Capabilities to Shape the Next 10 Years

Sep 08, 2022

Advisors can no longer differentiate themselves solely on being a fiduciary or managing a portfolio.

Mindy Diamond on Independence: One-on-One With Focus Financial's Rudy Adolf

Sep 08, 2022

Industry legend Rudy Adolf describes how the idea of Focus Financial Partners came to be, filling a gap in how independent financial advisors accessed capital, resources and monetized their life’s work, plus the firm’s journey as a public company...

Sanctuary Taps Former Merrill Research Head as Chief Investment Strategist

Sep 08, 2022

Mary Ann Bartels spent more than two decades at Merrill Lynch, where she created research that advisors and clients used to make investment and portfolio decisions.

Seven Advisors Assess The Value of Alternatives

Sep 07, 2022

As liquid alternative investment products become increasingly accessible and market conditions shake confidence in the standard 60/40 allocation model, WealthManagement.com asked a variety of boots-on-the-ground advisors how they view alternative...

FINRA Arbitrators Demand Oppenheimer & Co. Pay $35M+ Award

Sep 07, 2022

The proceedings centered on investors harmed by Horizon Private Equity III, an alleged Ponzi scheme concocted by a former Oppenheimer advisor.