“A lawsuit against celebrities will generate a ton of money, because they will all settle.”

His acceptance speech highlighted the importance of multidisciplinary collaboration and diversity.

The final rule includes language that clarifies plan fiduciaries can base decisions on factors they deem relevant, including “the economic effects of climate change and other ESG considerations.”

As C. Dabney O’Riordan departs the SEC's Asset Management Unit for Quinn Emanuel, she spoke with WealthManagement.com on what the industry can expect from regulators in the coming year around enforcement of new rules: 'I expect the SEC is going to...

Do weeks of single-digit deals mean the RIA M&A market has turned a corner? Deal-makers weigh in.

The philanthropy hands out a fortune each year. It also sits on a lot more.

Even in today’s winner-takes-all economy, superstars won’t always come out ahead.

Pro-bono law clinics for small clients and low-value claims help keep the brokerage industry honest. But funding has run out, and they are getting harder to find.