LPL Scoops Up 18-Advisor Team From Advisor Group

Dec 19, 2022

Parsons, Kan.–based Strategic Partners joins from Royal Alliance, an Advisor Group subsidiary, and aligns with LPL OSJ National Financial Alliance.

Billionaire Sues IRS for Disclosing Confidential Tax Return Information

Dec 19, 2022

Kenneth Griffin claims the agency violated his right to privacy.

The Workplace Has Changed Forever

Dec 19, 2022

Who’s in charge? It's not employers.

Celebrity Estates Replay: Pat Bowlen and Creating an Estate Plan Before Being Forced Out

Dec 19, 2022

Denver Broncos owner Pat Bowlen resigned as CEO of the team in 2014 and died in 2019. His unique estate plan tasked a group of trustees with finding a new owner.

Schwab Takes Minority Stake in Dynasty Financial Partners

Dec 16, 2022

Private equity firm Abry Partners is also a new investor. Dynasty, abandoning plans to go public, said it is pulling its S-1 registration with the SEC.

WealthStack Roundup: Morningstar and Luma Partner on Annuities, NaviPlan Gets a New Leader, and Docupace Rolls out RIA Productivity Suite

Dec 16, 2022

Morningstar has launched the Annuity Intelligence Center, Michael Roth to oversee InvestCloud's NaviPlan, Docupace unveils its Productivity Suite for RIAs and more.

RIA Edge Podcast: WEG’s Jim Cahn on the Drivers of RIA M&A in 2023

Dec 16, 2022

Wealth Enhancement Group's Jim Cahn discusses how growth will take shape in 2023 for his firm and the RIA industry.

These Wall Street Companies Are Cutting Staff as They Prepare for a Downturn

Dec 15, 2022

A running list of where finance jobs are being eliminated as revenue tumbles and warnings intensify that the economy is headed for a slump.

Mindy Diamond on Independence: Erin Botsford's Second Act

Dec 15, 2022

The author, founder and CEO of The Advisor Authority offers success secrets for financial advisors and business owners on how to build and grow a self-sustaining business, designed for scale, succession, and to be attractive to acquirers.

From Mom to CFP to the C-Suite—Finding Your Path

Dec 15, 2022

Lessons learned from a female in finance who figured out how to do it all.