The lead-generation company has partnered with Apex Fintech Solutions to offer custody and clearing services as part of its new platform.

The Biden administration’s first-ever analysis of tax return data by race and ethnicity shows a discrepancy in those who gain from lower rates on capital gains and dividends.

His new buyout fund has raised more than $12 billion, but some past clients are reluctant to join after tax case.

Commonwealth and Cerity bring in billions, Steward adds a new exec, IEQ sells a minority stake and Pallas launches a financial literacy program.

The New Zealand-based wealth management firm looks to further extend its reach into the North American market.

The total number of CFP professionals topped 95,000 for the first time. While the percentage of women and racially diverse certificants grew from the previous year, the pool continued to mirror the industry’s diversity as a whole.

For IBD advisors who don’t choose the retirement route, many say they’ll focus on their own RIA business, if they’re reclassified by the DOL as employees, according to a new survey commissioned by FSI.