Advisor Group has been quietly implementing changes to its pricing structure, including a new bundled affiliation fee and annual fee for directly held mutual fund positions.

The Securities and Exchange Commission chair describes his philosophy of markets and regulation—and why he loves climbing mountains.

Hassan will oversee the expansion of UBS’s digitally customized banking services, the build-out of wealth management’s digital capabilities, electronic strategy and platforms, and smart technologies and advanced analytics.

Reps for First Allied Securities, the San Diego–based independent broker/dealer that's been in business since 1994, will integrate into sister company Cetera Advisors.

Wealth Plan, with its 'Work with an advisor' icon, is now available for free on the Chase Mobile app and the bank's website.

EP Wealth picks up its second East Coast firm, adding $274M in assets.

Wildcat Capital is looking to raise a fund of about $500 million with contributions from a small group of wealthy individuals and other family offices.

CEO Ken Bentsen’s comments came during the organization’s 'state of the industry' presentation, with FTX’s recent collapse underscoring the need for stronger supervision of the space.

Mercer's latest acquisition adds $5 billion, multigenerational expertise to its platform.