Edward Jones Managing Partner Penny Pennington
Edward Jones’ Pennington Joins FINRA Board of Governors
Oct 31, 2022
Pennington was elected during a special meeting on Monday, and she will take over the seat vacated by ProEquities' Christopher Flint after he resigned in July.
Jared Siegel
Michael Kitces' #FASuccess Podcast: Jared Siegel on Focusing on Your Core Business and Outsourcing the Rest
Oct 31, 2022
Delap Wealth Advisory's Jared Siegel details how he's able to concentrate on the 'fun' stuff—creating a high-quality, high-touch financial planning experience for his clientele—by outsourcing the middle- and back-office operations at his firm.
giraffes-watering-hole.jpg
How to Determine Whether Your 401(k) Record-Keeper Is About to Exit
Oct 31, 2022
Follow the wholesalers.
LPL Financial
LPL: $20B in Organic Growth Over Quarter, Despite Market Drops
Oct 28, 2022
While securities volatility lead to slightly lower total assets and soaring cash balances, LPL's earnings report showed strong quarterly recruiting, pulling in $13B in new money and adding 173 advisors.
crystal ball
A Week's Worth of Integrations Provide a Glance Into the Future of Advisortech
Oct 28, 2022
This week alone brought news of an Orion, Redtail and Snappy Kraken mashup; an FMG and Catchlight partnership; and Envestnet's continued expansion plans.
WM_EDGE_InsideETFs_Podcast_WebBanner_Sponsored_1280x720.jpg
The Inside ETFs Podcast: Camille Clemons on the Growth of ETFs
Oct 28, 2022
Cohen & Company's Camille Clemons discusses the best practices for entering the ETF industry.
Fearless_BillCrager_TN.png
Bill Crager on Living an Intelligent Financial Life
Oct 27, 2022
Bill Crager, co-founder and chief executive officer of Envestnet, explains how investing can bridge the gap between a person’s financial reality today and their dreams for the future.
Fearless_BrianHamburger_TN.png
Brian Hamburger on Building a Foundation for Success
Oct 27, 2022
Brian Hamburger, president and CEO of MarketCounsel and the Hamburger Law Firm, explains how firms can set themselves up for long-term growth.
Fearless_BrianMcLaughlin_TN.png
Brian McLaughlin on Compliant Text Messaging
Oct 27, 2022
Brian McLaughlin, president of Orion Advisor Technology, discusses how advisors and broker/dealers can more easily comply with SEC regulations around text messaging.
Fearless_JamieHopkins_TN.png
Jamie Hopkins on Helping Clients Address Uncertain Times
Oct 27, 2022
Jamie Hopkins, managing partner of Wealth Solutions at Carson Group, details the three most pressing issues for clients—and how advisors can help manage them.
Load More