Advisor J.P. Garofalo left Morgan Stanley as part of a six-person team overseeing $1.2 billion in early March for the now-troubled First Republic. He returned to the wirehouse this week.

Firm namesakes have left Linscomb & Williams to start an 'aspirational' RIA that shares profits with clients.

Gundlach moved the main office of his money management arm to Florida after criticizing taxes and the quality of life in California.

Dozens of advisors have already left First Republic for other firms, even though the bank says it has retained 90% of its wealth management assets.

At the Morningstar Investment Conference on Tuesday, the NYU professor said legislators and regulators should take responsibility for the ills that ESG investors seek to remedy.

Advisor Group will merge its eight broker/dealers onto one platform, under a new name, in an effort to reduce complexity, streamline around business channels, and unlock the benefits of its size and scale.

Seven Mile Advisory, based in New York City, has left Mariner Platform Solutions for tru Independence.

Cantella recently shuttered its 65-year-old broker/dealer; its 105 advisors, and some $5 billion in assets, have moved to Cambridge.