LPL is currently searching for a new CMO, with Heather Carter planning to depart after the firm’s annual advisor conference next month.

The state became the latest to finalize regulation or legislation based on the standard set by the National Association of Insurance Commissioners to align annuity rules with Reg BI.

Apollo has assembled a roughly 10-person family office unit over the past year and plans to increase that number in the future.

Veritable has 200 clients with average assets of more than $75 million each.

MassMutual is making a big bet on its newly released program.

Focus Financial shareholders voted overwhelmingly to approve a take-private sale to private equity firm CD&R but were less enthusiastic about executive compensation.