RR Online synopsis of industry-related Web sites Web sites of interest to brokers, including regulatory organizations, broker/adviser groups, industry trade groups and industry organizations. There are also direct links to firms' press releases...
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Mirroring an industry wide trend, UBS PaineWebber is encouraging its brokerage force to go fee-based by increasing the payout on fee-based business by an average of two to four percent net, according to brokers from the firm. At the same time, UBS...
UBS PaineWebber brokers are "outraged" over a new policy that states they will be charged $12 for every stock and option ticket order they write beginning Dec. 1, rrmag.com has learned. "It's a terrible policy," says a UBS PaineWebber West Coast...
A.G. Edwards A (Hiring/recruiting) “Consistently at a reasonable rate, so it’s not too many coming at one time.” (Benefits) “If I had to break it down, I’d give the 401ks a 10 and health coverage a seven.”...
A (Hiring/recruiting) “We’re very discerning. We get good people and put them through a number of steps before putting them into production.” (Payout) “They use payout to steer you in certain directions. They use slightly...
A.G. Edwards A (Hiring/recruiting) “Consistently at a reasonable rate, so it’s not too many coming at one time.” (Benefits) “If I had to break it down, I’d give the 401ks a 10 and health coverage a seven.”...
A (Sales Assistants) “Both quality and quantity are lacking at this firm. Training: They don’t offer enough for the sales support people or the brokers. Focus: They are making the transition to a fee based business, growing assets...
A (Technology) “Lagging behind other firms on the street.” B (Hiring/recruiting) “We’re in a hiring freeze right now so nothing’s happening in that area.” (Account statements) “There’s so much...