Sandy Weill, chairman of Salomon Smith Barney's parent Citigroup, acknowledged that his firm may have engaged in some inappropriate behavior during the bull market and said that Citigroup would have to make "amends" to regain respect. Weill made...

Merrill Lynch President Stan O’Neal spoke at his firm’s financial services conference today in New York about the erosion of investor confidence and restoring investor trust. But the buzz was all about a report in a German newspaper...

Merrill, O'Neal

The bleeding on Wall Street continues. According to the Securities Industry Association’s recent report, the securities industry’s profits continue to dive.

Who are America's top brokers? Here they are—the top players with the billion dollar books, the top sales prizes from their employers, the best of everything.

It’s official: 2001 stunk, with average total earnings plummeting by 17.7 percent in 2001 compared to 2000. But, on the bright side, more reps are switching to the much-extolled fee-based business model, according to a new Securities...

2002 Headlines for Registered Representatives.

The NASD is looking to approve a proposal that would allow brokers and brokerage firms to provide clients with interactive investment analysis tools.

The NASD is looking to approve a proposal that would allow brokers and brokerage firms to provide clients with interactive investment analysis tools. The investment analysis tools process is a range of information supplied by investors, such as...