Scheffel v. Krueger: The Effectiveness of Statutory Spendthrift Trust Protection1 By Steven J. Oshins Oshins & Associates, P.C., Las Vegas, NV and Christopher M. Riser Mayer & Riser, PLLC, Highlands, NC In Scheffel v. Krueger,2 decided by the New...
Who owns the client ... the brokerage firm or the broker? Merrill Lynch retail chief James Gorman says the numbers answer that question quite clearly. “The experience is that when brokers leave they take 65% of their book,” Gorman told...
Ibbotson has sent out to financial advisers an e-mail containing a presentation-quality slide showing what the market has done after previous tragic events. Reps who did not receive the e-mail can call Ibbotson at 800/758-3557, or e-mail sales...
The impact of the terrorist attacks of Sept. 11 on the securities industry looks to be more than $1 billion. An SIA report estimates that the securities industry’s net operating profits for the third quarter, which showed indications of...
Chicago Sun Times story shows danger in investing alone ... Chicago Sun Times
http://www.cnn.com/2001/US/10/02/inv.terrorist.will/index.html