Aug 28, 2002

2002 Headlines for Registered Representatives.

NASD Looks To Approve Broker, Brokerage Firm Use of Investment Analysis

Aug 28, 2002

The NASD is looking to approve a proposal that would allow brokers and brokerage firms to provide clients with interactive investment analysis tools.

NASD Looks To Approve Broker, Brokerage House Use of Investment Analysis

Aug 28, 2002

The NASD is looking to approve a proposal that would allow brokers and brokerage firms to provide clients with interactive investment analysis tools. The investment analysis tools process is a range of information supplied by investors, such as...

Independent Advisors Squeezed in Downturn

Aug 28, 2002

Times are tough for independent RIA firms, as retail RIAs are dealing with a bear market slowdown, but compared with large independent broker/dealers, regional firms or wirehouses, the independent RIA is dealing with specific issues relating to...

A 529? What's That? A majority of retail investors are still unfamiliar with 529 plans

Aug 22, 2002

A 529? What's That? A majority of retail investors are still unfamiliar with 529 plans

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Aug 20, 2002

Is it possible to own stocks without assuming all of the attendant risk? This article discusses protective puts, one of two option strategies that may help investors get the best of both worlds.

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Aug 20, 2002

There is a powerful resource on the Web and it could change the way you make your investment decisions. It's called MyCBOE and it's a FREE service which ensures that only the most relevant options information is delivered to you, all on one...

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Aug 20, 2002

Options Myths vs. Facts

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Aug 20, 2002

With CBOE's monthly electronic broker newsletter, Advisor eNews, you will discover the latest in technology and resources at CBOE, and learn the benefits to you and your customers; stay current on new products at CBOE; review strategies; and...

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Aug 20, 2002

The term married put refers to the simultaneous purchase of puts and stock on a share-for-share basis. Just like homeowner's insurance protects a house, put options can be purchased to protect stocks...