Mutual fund tracker Lipper gathered its favored portfolio managers yesterday to discuss their outlooks for the financial markets and tout the stocks they’re buying right now. The managers were chosen because they have received a top rating...

The SEC has charged four brokers and a daytrader with cheating investors through a fraudulent scheme that used squawk boxes to eavesdrop on confidential order flow information, enabling them to “trade ahead” of large orders at more...

New Morgan Stanley CEO John Mack hasn't wasted any time living up to his nickname...

The ax is scheduled to fall Thursday on the bottom 1,000 producers at Morgan Stanley’s retail brokerage unit, though some of the chopping has already begun, according to brokers at the company.

When the mutual fund scandals broke in September 2003, New York Attorney General Eliot Spitzer and other politicians described the misdeeds in black-and-white terms. According to the original story line, the villains were mainly mutual funds who...

Location State: LA Base Salary: Flexible DOE Bonus & Incentives: Lucrative incentive plan. Incentive pay is for first year fees and for re-occurring fees. Position Responsibilities: Rapidly expanding independent trust company seeks someone to sell...

Location City: FrederickLocation State: MD Base Salary: $40,000 to 50,000 Bonus & Incentives: Incentive pay is based on production and is paid out for each type of bank product with no cap on the earnings. Position Responsibilities: Primary...

Location State: North Carolina Base Salary: 60-70,000 Bonus & Incentives: Based on company performance. Position Responsibilities: Responsible for managing Trust Operations Department. Oversee staff of 3-4. Reporting directly to Trust president...

Location City: Grand RapidsLocation State: MI Base Salary: 100,000 -110,000 Position Responsibilities: Develops, recommends, and directs execution of investment programs designed to achieve the objectives of a group of large and complex client...

Location City: Western New York StateLocation State: NYBase Salary: $100,000 - $110,000, DOE Bonus & Incentives: Bonus flexible based on 25% bonus pool. Amount tied to company & individual goal attainment. Position Responsibilities: The Wealth...