SEC Chairman Harvey Pitt received a standing ovation this morning after his speech to the Securities Industry Associations annual convention in Boca Raton, Fla. The chairman, who resigned on election night, introduced his speech saying, that...
It's official: It's a time for "building investor confidence." Thats the theme of this years Securities Industry Association gabfest, held at the tony Boca Raton Resort & Club in Boca Raton, Fla. Never mind that SEC...
Brokers continue to take hits for Wall Street's research conflicts and the sluggish market, according to two recent polls that show investors are not seeking advice from brokers.
Separately managed account assets dropped 5.6 percent to $392.57 billion for the third quarter from $415.86 billion in the previous quarter, according to The Money Management Institute (MMI). But at least one analyst sees business improving this...
WALTHAM, MA, October 22, 2002 – GoldK, a leading provider of employer-sponsored online retirement plans, announced today that it has implemented the automated mutual fund trading platform offered by Matrix Settlement & Clearance Services...
Over 170 Participants Attend Largest Monthly Continuing Education Program for Accountants in New Jersey Seminar Founder Deener, Feingold & Stern Recognizes its 25-Year Participants Hackensack, NJ (October 2002): In the Fall of 1977, seasoned tax...
NASHVILLE, TN, USA, October 23, 2002 - Van Hedge Fund Advisors International, Inc. ("VAN") announced today that it is providing the financial advisory community with free comprehensive information on hedge funds. The information is contained in a...
NASHVILLE, TN, USA, October 31, 2002 Hedge funds have been in the news quite a lot recently, and much of the reporting has been negative. Has it presented a balanced view? Let’s examine that question, review hedge fund performance for the...
By Carol X. Vinzant For registered reps leaving the safety of a wirehouse, picking the right firm for the back office work can be the hardest part. The task is as confusing as choosing a new cell phone service--and about as fun. How should a...