PRIMEDIA’S REGISTERED REP. REVEALS SMITH BARNEY’S AMBITIOUS STRATEGY FOR GROWTH
Jun 12, 2003
New Page 1 Sallie Krawcheck Expects Each Financial Advisor to Double Production to $1 Million IN AMERICA New York, NY – June 4, 2003 — PRIMEDIA’s Registered Rep. the leading magazine for investment professionals, turns its...
PRIMEDIA’S SHOPPING CENTER WORLD RE-LAUNCHES AS RETAIL TRAFFIC MAGAZINE
Jun 12, 2003
New Page 1 The Authoritative Voice of the Retail Real Estate Industry Re-launches with 244-Page May Issue and Focuses on Doing Business Now and In the Future 14TH Annual Superior Achievement in Design and Imaging (SADI) Awards Recognize the 2003...
Citi Board Receives Dubious Distinction
Jun 10, 2003
Well, here’s more bad news for Citigroup, in case the company isn’t immune to it by this point.
Brokerage Chiefs in Spitzer’s Sights
Jun 03, 2003
When NY AG Eliot Spitzer announched the 1.4 bilion settlement of the securities conflict, his office warned that it was "the beginning, not the end."
Vermont Judge Rules Against a Merrill TRO
Jun 02, 2003
A federal judge in Vermont has ruled against Merrill Lynchs attempt to prevent two former brokers from contacting clients they held while at the firm. Merrill had requested a temporary restraining order after the brokers left its Burlington, Vt...
Alone Together
Jun 02, 2003
National Financial Partners (NFP), the national distribution network of independent registered investment advisors, is set to go public imminently. Last month, the Manhattan-based firm filed its S-1 registration statement to the Securities and...
Targeting a "Lower Purchase Price"
Targeting a "Lower Purchase Price"
May 30, 2003
XYZ stock is trading at $70, and your client wants to buy it at $60. There are 70-strike and 65-strike puts available, which are trading for $2 and $1, respectively. But there are no 60 puts. Is there something you can do? Yes! Read on. Targeting...
Royal Alliance to Wirehouses: You’re Dead Meat
May 30, 2003
If the Royal Alliance National Education Conference is any indication, independents are thinking one thing: The time to strike at the wirehouses is now.
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Untitled
May 30, 2003
Have your clients asked about the performance of covered writing? Writing covered calls, also known as the "Buy-Write Strategy," is a basic options strategy, and it is a favorite among income-oriented investors. This article will first explain how...
A Greater Hand For Advisors In 401(k) Business
May 28, 2003
Pending legislation could clear the way for advisors with 401(k) business to sell financial advice to plan participants. On May 14, the House of Representatives passed the Pension Security Act of 2003, the first step to opening the door for 401(k...
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