When are mutual fund companies charging too much in advisory fees? What constitutes proper disclosure of, say, revenue sharing? And which governmental authority has jurisdiction over these issues?

The changing of the guard at Morgan Stanley continues as leadership loyal to departed CEO Philip Purcell heads for the exits. The company announced Tuesday that director Michael Miles had resigned his post, and analysts say more directors are...

It has long been the case that the heaviest hitters rely mostly on high-net-worth retail clients for their outsized success. But now many advisors are finding what they seek one more link up the food chain in the lower reaches of the institutional...

Location City: Houston, Austin, San Antonio, McAllen Location State: TX Base Salary: 100,000 Bonus & Incentives: Signing bonus of 20% of trailing 12 but in the form of a forgivable loan. Monthly draw based on commission Position Responsibilities...

Morgan Stanley is in for what could be a $10 million fine from the SEC for failing to retain emails, according to a report by the Wall Street Journal Online.

Location State: Lower Midwest Base Salary: $80,000 - $90,000 Bonus & Incentives: Uncapped incentive! Position Responsibilities: Baby Boomers need you! They need you to lead them to financial peace of mind. Join our client who is positioned to help...

Location City: St. Louis Location State: MO Base Salary: 75,000 - 85,000 DOE Bonus & Incentives: Competitive, uncapped incentive plan. Position Responsibilities: Expanding, leading, financial institution seeks someone to assist them in expanding...

Location State: WA, Base Salary: 140,000-150,000 Bonus & Incentives: bonus, incentive to be determined Responsibilities Include: Responsible for the management of all Personal Trust operations and administration in the Pacific Northwest Region...

Selling proprietary product via a firm’s own sales force was once considered a great strategy for maximizing revenue. In another sign that that strategy is dead (as if you needed one): UBS and Ameriprise are now embroiled in separate class...

Now that James Gorman has been selected as the future head of Morgan Stanley’s retail brokerage, what will he do to turn it around, and can he pull it off?