Merrill Lynch, in an effort to bolster distribution of its poor-selling proprietary funds among third-party financial advisors, unveiled a new retail asset management brand on Monday. The firm also denied that it was prepping the unit for a...

You would be hard pressed to find anybody in the retail investment business who thinks the industry is under-regulated. But the most put-upon group of all may be independent broker/dealer organizations. At least that’s what you would have...

Morgan Stanley CEO John Mack may have thought the ship was turned, that the embattled firm had finally put its regulatory and management embarrassments behind it. After all, Mack spent the past seven months performing a little management hygiene...

Merrill Lynch CEO Stanley O’Neal was once again among the highest paid Wall Street executives in 2005. As the head of the world’s largest securities firm, he took home $20.2 million in stock last year.

Hedge funds are not the money magnets they once were. While they continue to take in funds, they’re not doing it as fast as they once did.

Location City: Southern New England Location State: NH Base Salary: 110,000-130,000 Bonus & Incentives: Company has goal of 150,000 in fee income annual. Candidate will receive a percentage of that fee income. If 150,000K goal is met, candidate...

Location City: Ann Arbor Location State: MI Base Salary: 65,000 - 75,000 DOE Bonus & Incentives: Percentage of first year recurring fees Position Responsibilities: Our client, a billion dollar plus community financial services company, is based in...

Location City: seacoast or Manchester/Concord area Location State: NH Base Salary: 80,000 - 90,000+ DOE plus bonus opportunity Bonus & Incentives: Annual company bonus averages 30% of base compensation and can range 0% to 50%+ Position...

Location City: Traverse City Location State: MI Base Salary: $80K Base + Competitive Incentive Position Responsibilities: Major Midwestern Bank seeks sharp individual to serve as Financial Advisor to affluent clients with greater than $3MM in net...

Location City: Minn./St. Paul Location State: MN Base Salary: 72,000-89,000 Position Responsibilities: Develop and maintain commercial relationships by offering a full range of loan and ancillary services to existing and potential clients. Market...