Yesterday, Morgan Stanley became the third wirehouse, after Merrill Lynch and UBS, to settle class action suits with California brokers over overtime pay in the past seven months – the second in three weeks.

The NASD is showing its pride over the popularity of its 10-month old online regulation and compliance educational programs. Still, from the student prospective, it’s tough to tell how much of an impact the programs are really having.

Private wealth group at a major financial institution is looking for a SR VP to advise on family issues. J.D. is preferred but M.B.A. or Ph.D. with experience is fine. Will handle conflict, governance and succession issues as well as planning with...

Location City: seacoast or Manchester/Concord area. Location State: NH Base Salary: 50,000 - 60,000 DOE Bonus & Incentives: N/A Position Responsibilities: Opportunity to join one of the most dynamic, team oriented financial groups in New England...

Location City: San Diego Location State: CA Base Salary: 120-140K DOE Bonus & Incentives: Bonus usually averages 20-30% of base. Position Responsibilities: Develops, recommends, and directs execution of investment strategies for a group of clients...

Location State: KS Salary Range: $100,000 Bonus & Incentives: Banks pay a bonus on based on bank earnings. Position Responsibilities: Be #2 in a $75MM dollar Trust dept of a $200MM bank. Dept has $30MM in personal trust and needss to grow. Bank...

Location State: GA Salary Range: 115,000-140,000 Position Responsibilities: Manage a team of private banking officers who are responsible for individuals with high net-worth. Responsibilities include overseeing the private banking officers'...

Location City: Boston Location State: MA Salary Range: 90,000 - 95,000 DOE Bonus & Incentives: Annual discretionary performance bonus. Position Responsibilities: The primary responsibility for this position is the preparation and timely filing of...

Location City: Traverse City Location State: MI Salary Range: 60,000 Position Responsibilities: Responsible for both new business development and account administration. 30% new business development (networking with CPAs and Attorneys) and 70%...

Location City: Grand Rapids Location State: MI Salary Range: 60,000 Position Responsibilities: Responsible for both new business development and account administration. 30% new business development (networking with CPAs and Attorneys) and 70%...