Adding the Virginia and Pennslyvania-based Agili to CW Advisors will boost the combined firm to 11 offices nationwide, with 113 employees and $10 billion in AUM.

Advisors are being asked to go beyond the Triple Fs as convergence continues to gain traction.

Icahn is being fined $500,000 and Icahn Enterprises LP will pay $1.5 million related to insufficient disclosure of how IEP units were pledged as collateral against his personal margin loans.

The new offices will be based in Boca Raton, Fla., and Allentown, Pa.

Neil Gilfedder, the firm’s CIO, talks about how the RIA has incorporated its co-founder’s risk-adjusted investment analysis and how it stays transparent with clients.

A new study claims that for every dollar spent on sports gambling, net investments in stocks and other financial instruments dropped by just over $2.

Communify, which will merge with Fincentric to create a new company, is making the investment alongside private equity firm Stellex.

Paul Hoskin will work out of Newport Beach, Calif., and is joining 10 of his former Key Client Group co-workers, who switched to Summit Trail in June.