Harry Markopolos, the famously ignored Madoff whistleblower whose well-informed and detailed warnings about Bernard Madoff were disregarded for years by regulators, testified before House Financial Services Committee today that the SEC is “...
Here’s a possible new twist in the changing financial services landscape: A report in the New York Post raises the possibility of a “joint venture” between the wealth management divisions of Wachovia Securities and UBS. A lot of...
Edward Jones is having an awfully good run, according to the firm’s fan base, er, its employees.
Just months ago, he was heralded as banker of the year by American Banker for his deal to acquire Merrill Lynch.