Getting rid of smaller accounts could mean more production for advisors, according to a new study from PriceMetrix, a Toronto-based solutions provider for retail wealth managers...
A new DOL regulation will ratchet up the scrutiny of bundled 401(k) plan fees. You can help your plan sponsors by guiding them through the pros and cons of bundled vs. unbundled services.
CNBC star Jim Cramer may not have liked the valuation of the LPL Investment Holdings IPO, but investors sure did. The happiest people? LPL shareholders who sold off some of their stake in the company, the biggest independent broker/dealer in the...
Financial advisors have been afraid of using social media for fear of invoking the wrath of their compliance department. They shouldn't be, since use of social media is correlated to higher assets under management
Would you buy shares in a financial company that trades at about 40 times trailing earnings (based on Q3 numbers) and boasts (if that’s the right word) a net profit margin of not even 2 percent?
When and how should you take 529 money out? It can make a big difference in how much is left over for those students and their families, especially if the funds are used for purposes beyond higher education expenses.
With the absence of a V-shaped recovery, we can expect to experience the ramifications of the financial crisis for a long time, with a great likelihood that we’ll see paradigm shifts in the years ahead, said Erik Weisman, investment officer...
There’s a window of opportunity for financial advisors to build business: They can use annuities available in 401k plans to help workers with their post-retirement income.
At a time when recruitment activity in the independent broker/dealer channel has slowed, Capital Guardian Wealth Management, a hybrid firm, is undergoing a major growth initiative, with plans to add 15 advisors by year-end as well as several...
