Recruiters are having a harder time placing talent at the firm, thanks, some say, to BofA's banking culture and a string of bad press. But is the tide starting to turn?

In our latest affluent investor study we segmented the advisor-client relationship into two categories

Judge Jed Rakoff may have overstepped his authority, said a federal appeals court today.

Ladenburg Thalmann (AMEX: LTS) said its fourth quarter revenue nearly doubled, growing 96 percent to $107.3 million from the year-ago quarter at $54.6 million. The spike was primarily due to the company’s acquisition of Securities America...

The Securities and Exchange Commission has filed charges against New York-based venture capital broker/dealer Felix Investments and the firm’s founder Frank Mazzola.

Envestnet President Bill Crager talks about the recent string of rapid acquisitions among outsource service providers, the appeal of the high net worth space and how Unified Managed Accounts are poised to change the industry.

Ergo, the “Most Dangerous” ETFs allocate the most capital to stocks on March’s Most Dangerous Stocks list, which was available for non-subscribers as of 3/7. There are 40 stocks on the Most Dangerous list every month.

A $300 million Morgan Stanley Smith Barney team has left the wirehouse for the greener pastures of LPL Financial, their IBD, and Fidelity, their custodian. The move is the latest example of the breakaway broker trend.