It seems like a day doesn’t go by without hearing about another independent broker/dealer blowing up, merging, or getting bought out by a bigger fish. Consolidation is the name of the game these days in the IBD channel; I asked Jeffrey Spears...
“Women’s initiatives” have become the industry’s hot dot of the moment, but most firms are missing the mark: With women, one size does not fit all.
Florida Supreme Court broadly defines “business transactions”
Here’s a summary of the temporary regulations and proposed rules on the deceased spousal unused exclusion
