The $2 billion AUM Stafford Schauer Private Wealth Team joins Arax's Ashton Thomas Private Wealth from Deutsche Bank.

Two years after marrying, the firms now share the same name.

Pierce will stay on until April 1 as Cetera implements a "downstream" recruiting strategy.

A redesigned CAIA certification program for alternative investments highlights the need for advisors to approach the sector as a long-term, strategic play.

Brandon Corso will work from a new Baird office in the greater Washington, D.C., area.

The Capital Markets Subcommittee called a hearing to examine the DOL’s latest bite at the fiduciary apple, which recently wrapped up its public comment period.

Replacing interim CFO Bill Siemers, who has been in the role since June, Marks has held similar posts at Thompson Reuters, Mercer and Condé Nast.