Women are still a minority in financial services, despite the industry's efforts to address the gender imbalance. Female advisors make up between 10 and 30 percent of the advisory workforce, according to data collected by Cerulli Associates...
• Tax Court determines value of decedent’s interest in family holding company—The Tax Court recently decided another family limited partnership valuation case in its memorandum decision, Estate of Helen P. Richmond, T.C. Memo...
Ric Edelman, the CEO of Edelman Financial Services, was recently chosen as one of the most influential figures in wealth management by the readers of WealthManagement.com. Here he shares his time management techniques, the importance of delegating...
Bob McCann is the CEO of UBS Group Americas. He was recently chosen as one of the most influential figures in wealth management by the readers of WealthManagement.com. Here he shares how he prepares for his week, the first thing he does in...
A $1.2 billion advisor team walked away from Morgan Stanley for Lebenthal Wealth Advisors on Tuesday, saying they wanted to take advantage of an unconflicted service model and more advanced technology. ...
The industry regulator slapped LPL Financial with a $950,000 fine on Monday, alleging the broker-dealer failed to adequately supervise sales of non-traded REITs and other alternative investment products...
