The head of UBS's wealth management division on his aspiration to double advisor productivity, growing the firm’s fee-based business and how demographic trends will challenge the business

LPL Financial said it was restructuring its senior management ranks and parting ways with chief marketing officer Joan Khoury, while promoting two executives to new roles in its Advisor & Institutions Solutions Group...

Sallie Krawcheck, the former head of Bank of America’s wealth management group, announced the next chapter in her long career in financial services with the launch of the Pax Ellevate Global Women’s Index Fund (PXWEX), a mutual...

Start the day (in order) with coffee, breakfast and an iPad

Mark Haefele, formerly global head of investment, will take over as global Chief Investment Officer for UBS Wealth Management and UBS Wealth Management Americas, replacing Alexander Friedman. Mark Haefele In his new role, Haefele will overse...

Wealthmanagement.com's annual compensation survey found that one in three advisors work on a team, sharing clients and revenues, compared to the 47 percent of advisors going it alone. About 20 percent say they fall somewhere in the middle, workin...

Advisors' confidence in the economy ticked downward in May, fueled by a waning optimism in future stock market returns

Nearly 37 percent of independent b/d reps agreed or strongly agreed that fees are becoming a bigger problem.