A senior official with the Securities Exchange Commission told Congress Thursday the regulator may not have sufficient data to move ahead on fiduciary rulemaking, but industry groups aren’t buying it...
The Financial Industry Regulatory Authority released its 2013 annual report on Friday, outlining its financials, operations and regulatory accomplishments in the past year...
• Final regulations issued under Internal Revenue Code Section 67(e) regarding miscellaneous itemized deductions—In Treasury Decision 9664 (May 9, 2014), the Internal Revenue Service issued final regulations regarding which costs...
The Financial Industry Regulatory Authority has withdrawn its recruiting bonus disclosure proposal from the Securities Exchange Commission. The rule would have required brokers to disclose the financial incentives they receive when moving firms...
There are almost 2 million more millionaires this year than last year, according to the 2014 World Wealth Report complied by Capgemini and RBC Wealth Management.
The number of high-net-worth individuals increased by 15 percent last year, tota...
