After five weeks of voting by WealthManagment.com, the winner of the 2014 Wealth Management Madness is Bob McCann, CEO of UBS Americas...

Financial advisors optimism in the economy and the markets fell only slightly during March, according to Wealthmanagement.com’s Advisor Confidence Index, but still remains in positive territory.

High-frequency trading (HFT) is a topic institutional investors and traders have been battling for years. A new book titled Flash Boys by author Michael Lewis of Moneyball fame, investigations out of U.S. regulators and a 60 Minutes spot on a rec...

  Markets buoyed business for financial advisors last year, but the rally masked underlying issues such as declining client retention, lower fees and an aging client base.  While last year was a profitable one for advisors, it would be a “mista...

Derek Bruton, LPL Financial’s managing director of independent advisor services, has resigned due to concerns about his interactions with other employees, the firm said in a Securities and Exchange Commission filing. ...

Most people know Joe Duran as the CEO of United Capital. Less known is the journey that shaped his ambitions.

Two behemoth wealth management organizations enter a bar......and so the joke goes. Morgan Stanley and Merrill Lynch have been two of the most respected and recognized names in the world of wealth management and investment banking for decades...

The ascendancy of the registered investment advisor model continues, and the custodians are reaping the benefits. These firms continue to take a larger share of advised assets, often at the expense of the wirehouses. Here are the top RIA custodia...

Who Oversees the Overseers?