REP. magazine, formerly Registered Rep., has been a leader in putting together lists of wirehouse and independent advisors and broker/dealers for decades. But this is the first time we’re putting all our annual rankings in one “Best of...
Coming in right at the Dec. 1 deadline for comments, the Securities Industry and Financial Markets Association, the lobbying arm of Wall Street, submitted a letter to the Financial Industry Regulatory Authority that outlines objections to the pro...