HighTower continued its West Coast expansion Monday by adding Doug Conklin, a senior financial advisor and senior vice president of wealth management from Merrill Lynch, to Sacramento, Calif.-based Ezzell Group, a member of the HighTower Network...
Even after the volatility in October and worries about a coming market correction, the majority of advisors believe the bull market will continue in 2015...
The Securities Industry and Financial Markets Association is standing by its opposition to the Financial Industry Regulatory Authority’s proposed Comprehensive Automated Risk Data System rule, saying at a media briefing Thursday it will use...
Contrary to the prevailing belief in this industry that it pays to focus on a niche market, investors actually prefer to work with an advisor who can discuss all areas of their life, a recent survey by the Certified Financial Planner Board of Sta...
Bill Gross' behavior during his appearance at the Morningstar conference concerned PIMCO executives.
Much has been written about Bill Gross and his departure from the firm he founded 40 years ago. Now, Bloomberg does a deep dive into the dra...
RCS Capital (RCAP) said it has settled litigation brought by sister company American Realty Capital (ARCP), spending almost $60 million to terminate its deal to purchase Cole Capital Advisors...
Fidelity’s custody and clearing unit is teaming up with online advice platform LearnVest to help advisors “digitize their practices.” Advisors and their clients will have access to LearnVest's financial wellness microsite and preferred pricing ...
