Brokerages Face Exodus as Advisors Get Better Deal in Indie Firms
Brokerages Face Exodus as Advisors Get Better Deal in Indie Firms
Aug 13, 2014
Almost 100,000 brokers – or about one-third of the industry – are expected to reach retirement age over the next ten years
Name Jane JarchoAge 53Position National associate director of the investment adviserinvestment company examination program in the Office of Compliance Inspections and Examinations at the Securities and Exchange CommissionLocation Washington DCEducation BA Middlebury College law degree University of Wisconsin Law School
Ten to Watch: Jane Jarcho
Aug 13, 2014
The Examiner
Advisors Risk of Being Replaced by Robots
Advisors Risk of Being Replaced by Robots
Aug 12, 2014
There’s a 58 percent chance that financial advisors will be “bot-sourced,” that their jobs will be replaced by a robot or computer, according to a recent Oxford study...
LPL CEO Mark Casady decompresses on his walks home from work
LPL CEO Mark Casady's Daily Routine
Aug 12, 2014
The head of LPL Financial on where he gets his news, how he gets to work and why he actually schedules down time in his day in order to be more productive.
Name Richard J Hagen JrAge 45Position President and CEO TradeKing Advisors CoFounder TradeKing GroupLocation Charlotte NCEducation BA in business and marketing Southampton New York
Ten to Watch: Richard J. Hagen Jr.
Aug 11, 2014
The Technician
Recent Grads Gain Stronger Link to CFP
Recent Grads Gain Stronger Link to CFP
Aug 08, 2014
Recent financial planning graduates of CFP-Board registered programs can now refer to themselves as “CFP candidates,” a rule change aimed at boosting completion levels of the designation among young advisors entering the industry. ...
students
CFP's Financial Planning Programs Struggle To Find Students
Aug 08, 2014
More schools are offering degrees in financial planning, but getting students on board is still an issue.
Name Erinn FordAge 44Position President Cetera AdvisorsLocation Seattle DenverEducation BA University of Washington Series 7 24 65 63
Ten to Watch: Erinn Ford
Aug 08, 2014
The Successor
Ten to Watch 2014—Where Are They Now?
Aug 07, 2014
A lot can happen in one year: the Winter Olympics in Russia, the implementation of Obamacare, and global unrest in the Ukraine, Syria, Iraq and Israel. While all that was going on, these individuals were out there pounding the pavement, trying to...
He's At It Again: Schorsch Scoops Up VSR Financial
He's At It Again: Schorsch Scoops Up VSR Financial
Aug 06, 2014
Nicholas Schorsch has done it again. The executive chairman of RCS Capital Corp. (RCAP) has acquired independent broker/dealer VSR Financial Services, adding $12.3 billion in assets under administration and 264 advisors to RCAP’s independent...
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