Design Pics/Thinkstock If you're reading this, odds are you aren't the problem, but there are plenty of folks out there posing to be financial advisors and using a wide variety of defunct, outdated or nonexistent credentials to get their han...

Exchange traded funds have been gaining market share from the mutual fund industry over the years, and much of that attention has been related to lower costs. But a new research report by Morningstar says many ETFs are not, in fact, cheaper tha...

Billionaire entrepreneur Mark Cuban (left) and former SEC commissioner Christopher Cox squared off at MarketCounsel's annual conference in Las Vegas on Tuesday. The only way to reform what ails the Securities and Exchange Commission is to “b...

Following the JP Morgan data breach over the summer and “60 Minutes” calling 2014 the “year of the data breach” last week, Congress is getting serious about the cyber threats facing the financial industry...

If you can’t beat ‘em, join ‘em, as they say, and UBS is looking for new ways to use its collection of customer data to compete with new tech-based asset allocation firms coming from Silicon Valley companies. UBS awarded $30,000 and a potential...

Copyright Jared Wickerham, Getty Images When in need, call in the coaches… or not. Advisors who pay for coaching services are wasting their time and money, argues Russ Alan Prince, president of R.A. Prince & Associates on Forbes.com. Most ad...

New updates added to compliance platform aim to streamline review process for compliance teams