Your clients shouldn’t be jumping for joy or buying you a bottle of Pappy Van Winkle if their portfolios outperformed in 2014. They should, instead, give you the boot, says wealth advisor Ed Butowsky, writing on TheBlaze.com. Advisors whose cli...

Betting on an economic recovery in the Detroit area, Lebenthal Wealth Advisors has opened a new office in Birmingham, Mich., the firm's fourth office outside of New York. Lebenthal tapped former Morgan Stanley advisor William Burke to...

Help the staff of WealthManagement.com identify the contenders for its annual Wealth Management Madness tournament by naming who you believe to be the most influential person in the industry over the past year. Fill out this form with the name ...

The Consumer Federation of America and Americans for Financial Reform have joined together with the nation's largest employment unions and the AARP to mount a public campaign supporting of the Department of Labor’s proposed fiduciary...

CNBC has not been the same ever since Maria Bartiromo left for Fox. | Copyright Mario Tama, Getty Images The financial TV news channel CNBC had one of its worst years on record in 2014, all while the stock markets continued to hit all-time h...

(Reuters) - U.S. securities regulators said on Thursday a unit of UBS AG (UBSN.S) agreed to pay more than $14.4 million (9.5 million pounds) to settle charges over disclosure violations and other regulatory failures related to the operation of the...

After 16 years with TD Ameritrade, executive vice president and chief financial officer Bill Gerber announced Tuesday that he would retire at the end of fiscal 2015...