Worthwhile Hightower CEO Elliot Weissbluth is profiled in this month’s Worth magazine, which also named him No. 91 on the publication’s list of the 100 most powerful people in finance, along with New York attorney general Preet Bharara (No. 1)...

The Public Investors Arbitration Bar Association (PIABA) slammed FINRA’s arbitration system as “unsound,” saying in a report issued Tuesday it found “serious flaws” in the regulator's abitrator recruitment...

REP.: At the beginning of your tenure, you took some bold steps, changing around divisions and leadership roles. What was gained through the changes...

(Reuters) - Charles Schwab Corp. (SCHW.N) is weeks away from introducing an automated investing service aimed at winning business from novice investors it does not currently serve, company officials told Reuters...

Broker/Dealer Liable for Inside Trades The Securities and Exchange Commission charged Wells Fargo for failing to stop a broker from trading on insider information (the broker had previously been charged.) The broker traded on material non-public...

Charitable giving by the rich has almost bounced back to pre-crisis levels, and some $86 billion in bequests are expected over the next 10 years, according to a new report released Friday by Wealth-X and Arton Capital. Click to Enlarge The av...

Considering that the average age of a financial advisor is 56, the topics of succession planning, practice valuation and exit strategies are hot button issues in our industry today. Here at The Advisor Center, we have seen just how difficult this...