A clean bill of health means a happier retirement. | Brian Bahr/Getty Images Retirees would rather be healthy than wealthy, according to a new study by MassMutual Retirement Services. Eighty percent of retirees in better health report havi...

Chair of Ellevate Network

In a report published Wednesday, the Public Investors Arbitration Bar Association claims nine major brokerages' advertisements and marketing material often carry the implication that they put the investors’ interests first, but when it...

(Reuters) - U.S. regulators adopted a new rule Wednesday that will scale back the states' powers to police some public stock offerings, a move that advocates say will spur more capital-raising and critics claim could lead to more fraud...

(Reuters) - High-speed stock trading firms that execute transactions away from exchanges would be subject to greater regulatory oversight under a proposal unveiled on Wednesday by the U.S. Securities and Exchange Commission...

A mini Ric Edelman? | Copyright Oli Scarff, Getty Images Ric Edelman’s “exponential technology” strategy for investment management is now a BlackRock ETF.  The new iShares Exponential Technologies ETF (nysearca:XT) began with the Edelman F...

• Tax Court denies estate’s income tax charitable deduction because the amount wasn’t “permanently set aside” due to pending litigation—In Estate of Belmont v. Commissioner (144 T.C. No. 6 (Feb. 19, 2015)), the U...

UBS Wealth Management Americas promoted two complex directors to oversee advisors in the New York metropolitan area and southwest regions...