Almost half of advisors at independent broker/dealers use social media, according to WealthManagement.com’s All-Channel Benchmarking Survey. But what about the firms themselves? With social media influencing public perception and access...
• Sale of partnership assets to disqualified person not self-dealing—In Private Letter Ruling 201510050 (March 6, 2015), the Internal Revenue Service ruled that the sale of assets by a partnership (the partnership), partly owned by...
Robos are for everyone. | pxel66/iStock/Thinkstock
A majority of high-net-worth investors feel confident about the U.S economy, with about a quarter saying they’re confident enough to explore online financial advice tools. While wealthy m...
The SEC's 17-member Market Structure Advisory Committee includes representatives of fund companies, an exchange, off-exchange trading venues, dealers, and academia, among others.
Everyone's welcome. | Copyright Justin Sullivan, Getty Images
Wells Fargo and TIAA-CREF are among the top U.S. companies with the most diverse workforce. The two financial services instructions landed in the eleventh and thirty-seventh spo...
