The Financial Industry Regulatory Authority released a revised proposal requiring brokers to include a hyperlink to the regulator's BrokerCheck tool on their homepages and any other sites that include their professional profiles...

Today’s securities arbitration system fairly and optimally balances the interests of both parties and thus provides each with important benefits and protections.

The head of the Financial Industry Regulatory Authority criticized the Department of Labor’s fiduciary proposal on Wednesday, saying the industry would be better off moving forward under a  “best interest standard...

Shining a Light on Hunger

• District court holds that ex-spouse beneficiary is obligated to pay share of tax related to insurance under Internal Revenue Code Section 2206—In Smoot v. Smoot, a case in the U.S. District Court for the Southern District of Georgia ...

WealthManagement.Com Awards – Thank You

Another insurance company is buying a financial services technology startup. John Hancock announced Tuesday that it acquired Guide Financial, a San Francisco-based company that creates automated financial planning tools, for an undisclosed amo...

A majority of global billionaires have made their wealth in the past 20 years.