U.S. Treasury Secretary Jacob Lew cautioned against overhauling recent financial regulations implemented under Dodd-Frank during a speech at SIFMA's annual meeting in Washington, D.C. on Tuesday. ...

U.S. prosecutors on Tuesday unveiled expanded criminal charges against three men in connection with a massive 2014 cyberattack against JPMorgan Chase & Co (JPM.N) and the hacking of several other major financial companies and financial news...

E-trading platforms cut costs and add liquidity by unlocking bond inventories not otherwise available.

Hedge fund and high-frequency trading (HFT) firm Citadel LLC has asked regulators to deny the U.S. exchange application of "Flash Boys" heroes IEX Group, saying a key element of the trading platform is unfair and would harm market...

Last week an arbitration panel ordered J.P. Morgan Securities to pay $350,000 in compensatory damages, plus interest, to Kostantina Bourdev, a former advisor who claimed she was wrongfully terminated and defamed ...

The chief executive of one of the world's largest independent financial advisory organizations unambiguously condemned the Foreign Account Tax Compliance Act in a recent series of comments. ...

The next robo? According to two anonymous sources cited by Bloomberg, Bank of America’s Merrill Edge has put dozens of employees to work on a robo advisor prototype that will service accounts with less than $250,000. Bank of America plans ...

United Capital recently expanded its footprint in the retirement business by acquiring Maryland-based PSA Insurance & Financial Services' $1.1 billion in plan practice assets...