Though chances are good that U.S. central bankers will raise the federal funds rate in December, it will have a profoundly negative impact on the economy and the markets, Jeffrey Gundlach, CEO of DoubleLine Capital, told a standing-room-only crow...
Kids do the darndest things. | nito100/iStock/Thinkstock
While the vast majority of investment advisor representatives have no criminal history, 1 percent of them have been convicted of a felony, according to a recent CNBC analysis. (That ...
When Charles Schwab hosted its first IMPACT conference 25 years ago, Walt Bettinger was a Schwab advisor and a client, but couldn’t afford to attend the industry event.
Wednesday morning, Bettinger took the stage at the 25th IMPACT conference ...
Democratic and Republican lawmakers criticized the Department of Labor’s fiduciary rule Tuesday, saying they’d use every tool at their disposal to defeat the measure.
Representatives French Hill (R-Ark.) and David Scott (D-Ga.) told attendees...
The head of the Securities and Exchange Commission played coy again on Tuesday when outlining a timeframe the industry can expect the regulator’s uniform fiduciary standard, saying that the staff was moving forward “expeditiously...
Tim Hockey, group head of Canadian banking and wealth management, will succeed him as president
A family of Volunteers.
Clients with families are, naturally, keen on saving money and making the wisest investment decisions possible. But where they live is perhaps just as important to their financial wellbeing. New York and Hawaii, for...
U.S. Treasury Secretary Jacob Lew cautioned against overhauling recent financial regulations implemented under Dodd-Frank during a speech at SIFMA's annual meeting in Washington, D.C. on Tuesday. ...
