Competition is intesifying. | DAJ/Thinkstock
Individual investors will drive the future of asset management. In 2014, individual investors represented 90 percent of the industry’s net new flows, but will account for nearly 120 percent by 2...
U.S. SEC Commissioner Luis Aguilar plans to leave the agency in December, he said in a statement on Monday...
In an effort to make it easier for Americans to save for retirement, the Department of Labor on Monday released a proposed rule and guidelines to expand state retirement plans...
The Financial Industry Regulatory Authority levied a $2.6 million fine against Scottrade on Monday for failing to retain more than 168 million outgoing emails and record email communications in the proper format...